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Alpha Capital Research, LLC

Organization Chart

Managing Partners

Richard Rego, CFA

·Sr. Portfolio Manager for Fixed Income Arbitrage at George Weiss & Associates 1993-1997 ·Founder of New West Asset Mgmt specializing in global fixed income arbitrage ·Intermarket Capital Associates options and futures trader ·Chemical Bank proprietary trader of interest rate options and futures ·Education: AB Cornell University, MBA NYU Stern School, CFA ·Managing Director, Morgan Stanley- Commodities, FX and Fixed Income in Asia and NYC from 19832002 ·Posts in NYC, Tokyo, Hong Kong, Singapore and Taipei ·Certified Board Director (Stanford and UCLA Director Programs) ·Education: AB Princeton University, Leningrad State University, Taiwan NORMAL University

Jim Moonier

·Partner Brody Group: PE, HF and real estate investments 1991-1999 ·Fixed income PM for Wainwright Asset Mgmt ·Fixed income structured finance Smith Barney and Paine Webber ·Education: BA University of Vermont, MBA George Washington University

Scott Brody

Senior Analysts

Mike Alexander

·Aetna Investment Management Group 1986-2004 ·Initial investment team for $500 mm HF program at Aetna Alternative Investment Group since 2000 ·Education: BS Finance, Syracuse University, MBA Rensselaer Polytechnic Institute

Andrea McAndrew, CFA

·Endowment Administrator Choate Rosemary Hall endowment ·COO ARA Portfolio Management Company ·Education: BS Industrial Engineering, Lehigh University


Business Development - Europe

Suman Ghosh

·Financial Planning Analyst, Hamilton Sundstrand 20072008 ·Corp. Finance, Virtus Investment Partners , CT 20052007 ·Education: BS U of Maine, MS Finance Rensselaer Polytechnic Institute

·Director, Fixed Income Division, HSBC London 2005-2007 ·Vice President, Fixed Income Division, Morgan Stanley London 1994-2005 ·Vice President, Fixed Income Division, Merrill Lynch London, 1981-1989 ·Education: Brown University and BA from Florida State University

Drew Fox


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