Read reg08045.attestation_template_092408.pdf text version

Attestation Template I, ______________________ (print name of specialist / market maker), hereby attest that the fail to deliver position in ________ (enter security symbol) in the amount of ________ shares as of _________ (date) was established solely for the purpose of meeting my bona fide market making obligations. The following are the steps I have taken in an effort to deliver these securities to my registered clearing agency:

______________________ Signed ______________________ Print name ______________________ Date

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