Read LIST OF LICENSED INVESTMENT ADVISERS AS AT 31 DECEMBER 2003 text version

LIST OF LICENSED INVESTMENT ADVISERS AS AT 30 SEPTEMBER 2006 Corporation:

NO 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. 13. 14. 15. 16. 17. COMPANY NAME ABN AMRO Asia Advisers (M) Sdn. Bhd. ActisCapital Partners Sdn. Bhd. A.D. Capital Sdn. Bhd. Alliance Research Sdn Bhd

(formerly known as KLCity Research Sdn. Bhd.)

AMMB Consultant Sdn. Bhd. AmResearch Sdn. Bhd.

(formerly known as Arab-Malaysian Consultant Sdn. Bhd.) (formerly known as AMS Research Sdn. Bhd.)

Arrow Solutions (M) Sdn. Bhd. Asia Analytica Sdn. Bhd.

(formerly known as Phileo Capital Partners Sdn. Bhd.)

AsiaPacific Advisory Services Sdn. Bhd.

Asset Makers Sdn. Bhd. Badan Pengawas Pemegang Saham Minoriti Berhad Barclays Capital Markets Malaysia Sdn. Bhd. BDO Capital Consultants Sdn. Bhd. BH Global Advisers Sdn. Bhd.

(formerly known as Business HUB Sdn. Bhd.)

Binafikir Sdn. Bhd. BNP Peregrine Sdn. Bhd.

(formerly known as Kenanga BNP PrimeEast Research Sdn. Bhd.)

Bumiwerks Capital Management Sdn. Bhd.

NO 18. 19. 20. 21. 22. 23. 24. 25. 26. 27. 28. 29. 30. 31. 32. 33. 34. 35.

COMPANY NAME Capital Dynamics Sdn. Bhd. Capital Intelligence Advisors Sdn. Bhd. Citigroup Global Markets Malaysia Sdn. Bhd.

(formerly known as Salomon Smith Barney Malaysia Sdn. Bhd.)

CTLA Financial Planners Sdn. Bhd. Deloitte & Touche Corporate Advisory Services Sdn. Bhd. Devonshire Capital Kuala Lumpur Sdn. Bhd. DF Wealth Management Sdn. Bhd. Dynaquest Sdn. Bhd. ECM Libra Capital Sdn. Bhd.

(formerly known as ECM Capital Sdn. Bhd.)

Efficient Frontier Capital Advisors Sdn. Bhd. Evergood Financial Planning Sdn. Bhd.

Fiscalab Capital Markets Sdn. Bhd.

Great Vision Wealth Management Sdn Bhd

(formerly known as Great Vision Financial Advisers Sdn. Bhd.)

HSBC Corporate Advisory (Malaysia) Sdn. Bhd. Hwang-DBS Vickers Research Sdn. Bhd.

(formerly known as DBS Vickers Research (Malaysia) Sdn. Bhd.)

Impact Independent Financial Advisory Sdn. Bhd. Independent Planners Sdn. Bhd. ING Corporate Advisory (M) Sdn. Bhd.

(formerly known as ING Baring (M) Sdn. Bhd.)

NO 36. 37. 38. 39. 40. 41. 42. 43. 44. 45. 46. 47. 48. 49. 50. 51. 52. 53.

COMPANY NAME Insan Rahmat Sdn. Bhd. ISI Business Network Sdn. Bhd. Jupiter Research Sdn. Bhd.

Josor Capital Sdn. Bhd.

Kim Eng Research Sdn. Bhd. KPMG Corporate Advisory Sdn. Bhd.

(formerly known as KPMG CF Sdn. Bhd.)

Lion Wealth Adviser Sdn. Bhd. MAA Corporate Advisory Sdn. Bhd. MAAKL Mutual Bhd. Maestro Capital Sdn. Bhd. Merrill Lynch (KL) Sdn. Bhd.

Money Concepts Corporation (M) Sdn. Bhd. MP Capital Advisory Sdn. Bhd. Mulpha Capital Markets Sdn. Bhd. MyFP Services Sdn. Bhd. Netresearch-Asia Sdn. Bhd. Newfields Advisors Sdn. Bhd. Nomura Malaysia Sdn. Bhd.

(formerly known as Worldsec Securities Advisors Sdn. Bhd.) (formerly known as Nomura Advisory Services (M) Sdn Bhd)

NO 54. 55. 56. 57. 58. 59. 60. 61. 62. 63. 64. 65. 66. 67. 68. 69. 70. 71.

COMPANY NAME Optiplan Sdn Bhd Opus Capital Sdn. Bhd. Oscar Wealth Advisory Sdn. Bhd. OSK Research Sdn. Bhd. OSK Wealth Planners Sdn. Bhd. Pacific Alliance Capital Sdn. Bhd.

(formerly known as Asia Capital Partners Sdn. Bhd.)

Perkasa Normandy Advisers Sdn. Bhd. Phillip Wealth Planners Sdn. Bhd. Premier Financial Services Sdn. Bhd. RHB Research Institute Sdn. Bhd. Rothschild Sendirian Berhad Sarawak Capital Sdn. Bhd. SBB Mutual Berhad Sierac Corporate Advisers Sdn. Bhd. Standard Financial Planner Sdn. Bhd. Standard London (Asia) Sdn. Bhd. Standard & Poors' Malaysia Sdn. Bhd. Strategic Capital Advisory Sdn. Bhd.

NO 72. 73. 74. 75. 76. 77. 78. 79.

COMPANY NAME Symphony Capital Sdn. Bhd. Total Financial Planning Advisory Sdn. Bhd. UOB Kay Hian (Malaysia) Holdings Sdn. Bhd. VKA Wealth Planners Sdn. Bhd. Westcomb Capital Sdn. Bhd. Whitman Independent Advisors Sdn. Bhd. WYNCORP Advisory Sdn. Bhd. ZJ Advisory Sdn. Bhd.

Individuals:

NO 1. 2. 3. 4. 5. 6. 7. COMPANY NAME Abd Aziz bin Ibrahim (Aziz Ibrahim Financial Consultant) Badariyah binti Bahari (Mont Biz Management) Chong Sui Wei (Wealth Concepts Consultancy) Choong Choon Ming (CCM Consulting) Christopher Heng Kee Chai (Christopher Heng & Co.) Christopher Shun Kong Leng (Continuum Synergy Planners) Gunananthan a/l Nithyanantham (Gunananthan a/l Nithyanantham)

NO 8. 9. 10. 11. 12. 13. 14. 15. 16.

COMPANY NAME Janet Ang Siew Cheng (Business Match Management Consultants) Jerome Christian Nicholas David (J David & Associates) Ling Chai Kua (Carliang Service & Agency) Looi Kok Leong (Looi Advisory) Ooi Kok Hwa (MRR Consulting) Peter Yap Seng (Peter Yap & Company) Tan Chong Yian (C. Y & Associates) Ting Kow Fong (TKF Planning & Advisory) Wan Hooi Poh (Wan Hooi Poh (Kim Consultancy))

Corporation: 1. Company: Permitted Activities: Shareholder: Directors: ABN AMRO Asia Advisers (M) Sdn. Bhd. Corporate Finance ABN AMRO Asia Corporate Finance (Holdings) Ltd. Richard Wallace D'Arcy Orders Ho Weng Yew Harold Douglas Naysmith Chua Siew Chuan Name 1. Ho Weng Yew Level 25, Tower 2 MNI Twins 11 Jalan Pinang 50450 Kuala Lumpur Tel.: 03-21668637 Fax: 03-21663146 Licence No P/A0344/IR/2001

Company Secretary: Representative: Business Address:

2.

Company: Permitted Activities: Shareholder: Directors: Company Secretaries: Representative: Business Address:

ActisCapital Partners Sdn. Bhd. Investment Research Actis International Limited Richard Henry Phillips (Licensed Person) Loh Chye Lin Saw Bee Lean Goh Wei Ling Name 1. Richard Henry Phillips Bilik 6.1, Aras 6 Menara IMC 8 Jalan Sultan Ismail 50250 Kuala Lumpur Tel.: 03- 2031 4088 Fax: 03- 2032 1162 Licence No P/A0559/IR/2005

3.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representatives:

A.D. Capital Sdn. Bhd. Financial Planner Yap Kean Wai Mohd Hanif bin Mohd Helmi Yap Kean Wai Tai Hui Chung Cheah Bee Nooi Name 1. Yap Kean Wai 2. Tai Hui Chung 3. Foong Tuck Weng Unit 1006, Tingkat 10 Blok B, Phileo Damansara 1 Jalan 16/11 46350 Petaling Jaya Selangor Tel.: 03-7956 8833 Fax: 03- 7957 3833 Licence No P/A0567/IR(FP)/2005 P/A0590/IR(FP)/2005 P/A0619/IR(FP)/2006

Business Address:

4.

Company: Permitted Activities:

(formerly known as KLCity Research Sdn. Bhd.)

Investment Research

Alliance Research Sdn Bhd

Shareholder: Directors: Company Secretaries: Representatives:

Alliance Merchant Bank Berhad

Bridget Anne Chin Hung Yee Wong Chee Seng

Wong Keo Rou Lee Wei Yen Name 1. Yaw Choon Yee 2. Wong Chee Seng No. 8, Jalan Binjai Off Jalan Ampang 50450 Kuala Lumpur Tel.: 03-21667922 Fax: 03-21667909 Licence No P/A0599/IR/2005 P/A0672/IR/2006

Business Address:

5.

Company: Permitted Activities: Shareholder: Directors: Company Secretary: Representative: Business Address:

(formerly known as Arab-Malaysian Consultant Sdn. Bhd.)

Investment Research AmMerchant Bank Berhad Mustafa bin Mohd. Nor Pushparani a/p A Moothathamby Ho Li Chin Name 1. Pushparani a/p A Moothathamby 9th Floor, AmBank Group Building No. 55 Jalan Raja Chulan 50200 Kuala Lumpur Tel.: 03-20782633 Fax: 03-20782842 Licence No P/A0562/IR/2005

AMMB Consultant Sdn. Bhd.

6.

Company: Permitted Activities: Shareholder: Directors: Company Secretary:

(formerly known as AMS Research Sdn. Bhd.)

Investment Research AmSecurities Sdn Bhd Mustafa bin Mohd. Nor Gan Kim Khoon (Licensed Person) Koid Phaik Gunn

AmResearch Sdn. Bhd.

Representatives:

Name 1. Gan Kim Khoon 2. Ng Yong Yin 3. Mak Hoy Ken 4. Fiona Leong Wai Yen 5. Azharuddin bin Nordin 6. Gan Huey Ling

Licence No P/A0345/IR/2001 P/A0353/IR/2001 P/A0612/IR/2006 P/A0346/IR/2001 P/A0669/IR/2006 P/A0673/IR/2006

Business Address:

15th Floor, AmBank Group Building 55, Jalan Raja Chulan 50200 Kuala Lumpur Tel.: 03-20782788 Fax: 03-20317218

7.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representative: Business Address:

Arrow Solutions (M) Sdn. Bhd. Financial Planner Siew Yew Hong Siew Yin Mae Siew Yew Hong (Executive Director) Siew Yin Mae Rustum Ali Khan bin Hakim Khan Name 1. Siew Yew Hong Licence No P/A0569/IR(FP)/2005

P 3.6 Podium Block, Plaza Dwitasik Bandar Sri Permaisuri 56000 Kuala Lumpur Tel: 03-7875 8210 Fax: 03-7875 8560

8.

Company: Permitted Activities: Shareholders: Directors:

(formerly known as Phileo Capital Partners Sdn. Bhd.)

Investment Research Tong Kooi Ong Ahmad bin Abdullah Tong Kooi Ong (Licensed Person) Ahmad bin Abdullah (Licensed Person) Khoo Hsien Ming Kevin (Licensed Person) Tong Kooi Soon Name 1. Ahmad bin Abdullah 2. Khoo Hsien Ming Kevin 3. Koh Sook Yee Licence No P/A0309/IR/2001 P/A0321/IR/2001 P/A0360/IR/2002

Asia Analytica Sdn. Bhd.

Company Secretary: Representatives:

Business Address:

Unit 212, Block F Phileo Damansara 1, 9 Jalan 16/11 Off Jalan Damansara 46350 Petaling Jaya Selangor Tel.: 03-79583229 Fax: 03-79544812

9.

Company: Permitted Activities: Shareholders:

AsiaPacific Advisory Services Sdn. Bhd. Corporate Finance & Financial Planner Mohamad Meriam binti Sh Ismail Maricar Syahriza binti Mokhtar Nik Azli bin Abu Zahar Low Siak Wei Low Siak Wei (Licensed Person) Nik Azli bin Abu Zahar Syahriza binti Mokhtar Dato' Shahran Laili @ Laili bin A Munid (Licensed Person) Amaryllis Kua Swee Shien

Name 1. Amaryllis Kua Swee Shien 2. Low Siak Wei 3. Shahran Laili @ Laili bin A Munid Suite 3B-16-3A, Block 3B Level 16, Plaza Sentral Jalan Stesen Sentral 5 50470 Kuala Lumpur Tel: 03-2273 0032 Fax: 03-2273 7590 Licence No P/A0678/IR/2006 P/A0679/IR(FP)/2006 P/A0677/IR/2006

Directors:

Company Secretary: Representatives:

Business Address:

10.

Company: Permitted Activities: Shareholders:

Asset Makers Sdn. Bhd. Financial Planner Huang Miew Woon Sharin bin Mohamed Sahari Khoo Siong Kee Phoon Sow Cheng Huang Miew Woon Sharin bin Mohamed Sahari Khoo Siong Kee Phoon Sow Cheng

Directors:

Company Secretaries:

Huang Miew Woon Phoon Sow Cheng Name 1. Khoo Siong Kee 2. Phoon Sow Cheng 32-2, Jalan 11/116B Kuchai Entrepreurs Park Off Jalan Kuchai Lama 58200 Kuala Lumpur Tel.: 03-7980 0927 Fax: 03-7980 0475 24, Ground Floor Jalan Campbell 70000 Seremban Negeri Sembilan Licence No P/A0651/IR(FP)/2006 P/A0652/IR(FP)/2006

Representatives: Business Address: Principal Office

11.

Company: Permitted Activities: Shareholders:

Badan Pengawas Pemegang Saham Minoriti Berhad Investment Research Kumpulan Wang Simpanan Pekerja Permodalan Nasional Bhd Lembaga Tabung Angkatan Tentera Lembaga Tabung Haji Pertubuhan Keselamatan Sosial Che Lodin bin Wok Kamaruddin Rita a/p Benoy Bushon (Licensed Person) Abdul Aziz bin Ismail Tan Sri Abdul Halim bin Ali Sulaiman bin Mahbob Koh Tong Ngee Gan Nyap Liou Name 1. Rita a/p Benoy Bushon 2. Abdul Wahab bin Jaafar Sidek 3. Lee Leok Soon Chew Phye Keat 11th Floor, EPF Building No. 3, Changkat Raja Chulan Off Jalan Raja Chulan 50200 Kuala Lumpur Tel.: 03-20709090 Fax: 03-20709107 Licence No P/A0401/IR/2003 P/A0633/IR/2006 P/A0654/IR/2006

Directors:

Representatives:

Company Secretary: Business Address:

12.

Company: Permitted Activities: Shareholders:

Barclays Capital Markets Malaysia Sdn. Bhd. Corporate Finance Barclays Bank PLC, London Barclays Capital Holdings (Singapore) Pte Ltd Marwalis binti Mohd Kassim Quek Suan Kiat Steven Ronald Clayton (Licensed Person) Marwalis binti Mohd Kassim Lim Chee Ying Tan Bee Hwee Name 1. Steven Ronald Clayton 2. Chan Eu Ky Level 70, Tower 2 Petronas Twin Tower Kuala Lumpur City Center 50088 Kuala Lumpur Tel.: 03-20940999 Fax: 03-20942992 Licence No P/A0413/IR/2003 P/A0589/IR/2005

Directors:

Company Secretaries: Representatives:

Business Address:

13.

Company: Permitted Activities: Shareholders: Directors:

BDO Capital Consultants Sdn. Bhd. Corporate Finance Tan Kim Leong @ Tan Chong Min Siew Kah Toong Tan Kim Leong @ Tan Chong Min Siew Kah Toong Tan Lye Chong Pauline Teh @ Pauline Teh Abdullah Amirul Azhar bin Baharom Lim Hooi Mooi Tan Enk Purn Name Licence No 1. Pauline Teh @ Pauline Teh Abdullah P/A0626/IR/2006 2. Chee Wei Yoong P/A0623/IR/2006 3. Lam Che Shome P/A0624/IR/2006 4. Choo Soke Yee P/A0625/IR/2006 12th Floor, Menara Uni. Asia 1008 Jalan Sultan Ismail 50100 Kuala Lumpur Tel.: 03-2697 7611 Fax: 03- 2616 2829

Company Secretaries: Representatives:

Business Address:

14.

Company: Permitted Activities: Shareholders:

(formerly known as Business HUB Sdn. Bhd.)

Investment Research Dato' Mohamad Rozali bin Isohak Yeap Hin Ka Wong Yew Hong Dato' Mohamad Rozali bin Isohak Fauzi bin Suib (Licensed Person) Wong Yew Hong (Licensed Person) Yeap Hin Ka Koh Tat Kim Name 1. Wong Yew Hong 2. Fauzi bin Suib B5-5, Megan Phileo Promenade No. 189, Jalan Tun Razak 50400 Kuala Lumpur Tel.: 03-21668896 Fax: 03-21668897 Licence No P/A0351/IR/2001 P/A0372/IR/2002

BH Global Advisers Sdn. Bhd.

Directors:

Company Secretary: Representatives:

Business Address:

15.

Company: Permitted Activities: Shareholders:

Binafikir Sdn. Bhd. Corporate Finance Mohammed Rashdan bin Mohd Yusof Faisal bin Ismail Amirul Feisal bin Wan Zahir Mohammed Rashdan bin Mohd Yusof Faisal bin Ismail (Licensed Person) Amirul Feisal bin Wan Zahir (Licensed Person) Tina Fazlita binti Fadzil Name 1. Udaishankar a/l Raman 2. Tan Chow Yin 3. Amirul Feisal bin Wan Zahir 4. Mohammed Rashdan bin Mohd Yusof Unit 6-02, 6th Floor Straits Trading Building 2 Lebuh Pasar Besar 50050 Kuala Lumpur Tel.: 03- 26910899 Fax: 03- 26910464 Licence No P/A0553/IR/2005 P/A0604/IR/2005 P/A0610/IR/2006

Directors:

Company Secretary: Representatives:

P/A0676/IR/2006

Business Address:

16.

Company: Permitted Activities: Shareholders:

(formerly known as Kenanga BNP PrimeEast Research Sdn. Bhd.)

Corporate Finance & Investment Research Dali Kumar @ Dali bin Sardar BNP Prime Peregrine Securities Ltd BPP Holdings Pte Ltd Dali Kumar @ Dali bin Sardar Goh Ching Yin (Licensed Person) Yap Siew Ying Wilhem Lee (Licensed Person) PITTIE Bernard Georges Foong Weng Chee Chong Swee Yoon Cheong Choon Yin Name 1. Jefferi Mahmud Hashim 2. Tina Lim Pek-Yee 3. Choong Wai Kee 4. Wilhem Lee 5. Phua Chiu Peng 6. Mak Hoy Kit 7. Huang Teng Siang 8. Michael William Greenall Suite 21.03, Level 21 Menara Dion 27 Jalan Sultan Ismail 50250 Kuala Lumpur Tel.: 03-20509928 Fax: 03-20700298 Licence No P/A0324/IR/2001 P/A0281/IR/2000 P/A0357/IR/2001 P/A0458/IR/2004 P/A0571/IR/2005 P/A0584/IR/2005 P/A0659/IR/2006 P/A0661/IR/2006

BNP Peregrine Sdn. Bhd.

Directors:

Company Secretaries:

Representatives:

Business Address:

17.

Company: Permitted Activities: Shareholders:

Bumiwerks Capital Management Sdn. Bhd. Corporate Finance Mohamed Ayub bin Mohamed Ali Benedict Tan Fook Ming Harvey Poh Cher Wee Alya Chew binti Abdullah Mohamed Ayub bin Mohamed Ali Benedict Tan Fook Ming Harvey Poh Cher Wee Alya Chew binti Abdullah Shahin Farouque bin Jammal Ahmad (Licensed Person) Amutha a/p Karpanan

Directors:

Company Secretary:

Representative: Business Address:

Name 1. Shahin Farouque bin Jammal Ahmad 7-2, Jalan Sri Hartamas 7 50480 Kuala Lumpur Tel.: 03-62019980 Fax: 03-62019963

Licence No P/A0414/IR/2004

18.

Company: Permitted Activities: Shareholder: Directors:

Capital Dynamics Sdn. Bhd. Investment Research Tan Teng Boo Tan Teng Boo Teh Hong Choo @ Baby Teh Low Guat Meng (Licensed Person) Sin May Peng Lin Moi Heyang Name 1. Low Guat Meng Lot 16.01A, 16th Floor Plaza First Nationwide No 161, Jalan Tun H.S. Lee 50000 Kuala Lumpur Tel.: 03-20702104 Fax: 03-20702103 Licence No P/A0061/IR/1997

Company Secretaries: Representative: Business Address:

19.

Company: Permitted Activities: Shareholders:

Capital Intelligence Advisors Sdn. Bhd. Corporate Finance Malayassets Sdn Bhd Phileo Sdn Bhd Zaiton binti Mohd Hassan Abdul Rahman bin Che Dhaim Zaiton binti Mohd Hassan (Licensed Person) Yau Foong Hun Jasni Abdul Jalil Name 1. Zaiton binti Mohd Hassan Suite 11.1, 11th Floor West Wing Rohas Perkasa No. 8, Jalan Perak 50450 Kuala Lumpur Licence No P/A0483/IR/2004

Directors: Company Secretaries: Representative: Business Address:

Tel: 03-2168 8893 Fax: 03-2162 2020 20. Company: Permitted Activities: Shareholder: Directors: Citigroup Global Markets Malaysia Sdn. Bhd.

(formerly known as Salomon Smith Barney Malaysia Sdn. Bhd.)

Investment Research Citigroup Financial Products Inc. Andrew Keith Butcher Ahmad Shahizam bin Mohd Shariff (Licensed Person) Teh Chi-Chang (Licensed Person) Tengku Zafrul bin Tengku Abdul Aziz Won Swee Hwan Name 1. Teh Chi-Chang 2. Andrew Chow Heng Cheong 3. Choong Wai Kee 4. Tengku Zafrul bin Tengku Abdul Aziz Level 43, Menara Citibank 165 Jalan Ampang 50450 Kuala Lumpur Tel.: 03-23832900 Fax: 03-23832990 Licence No P/A0418/IR/2004 P/A0443/IR/2004 P/A0416/IR/2004 P/A0658/IR/2006

Company Secretary: Representatives:

Business Address:

21.

Company: Permitted Activities: Shareholders:

CTLA Financial Planners Sdn. Bhd. Financial Planner Lee Chee Thye Young Yoke Kwai Rozzana bt Mohamed Sazali Low Peng Wai Lee Kok Weng Arbayah binti Ismail Mohammad bin Hussain Ng Lai Chin Lee Chee Thye (Licensed Person) Young Yoke Kwai Rozzana bt Mohamed Sazali Arbayah binti Ismail (Licensed Person) Lee Chee Thye Wan Kar Seong

Directors:

Company Secretaries:

Representatives:

Name 1. Lee Chee Thye 2. Arbayah binti Ismail 3. Umi Kalsom Binti Aziz 23-3 Jalan PJU 1/42A Blok F2 Dataran Prima 47301 Petaling Jaya Selangor Tel: 03-78061422 Fax:03-78061762

Licence No P/A0476/IR(FP)/2004 P/A0477/IR(FP)/2004 P/A0573/IR(FP)/2005

Business Address:

22.

Company: Permitted Activities: Shareholders:

Deloitte Corporate Advisory Services Sdn. Bhd. Corporate Finance Taufiq Ahmad @ Ahmad Mustapha bin Ghazali Yap Kok Leong @ Yip Kok Leong Ng Meng Kwai Eugene Wong Weng Soon Liew Chee Ming Taufiq Ahmad @ Ahmad Mustapha bin Ghazali (Licensed Person) Yap Kok Leong @ Yip Kok Leong (Licensed Person) Ng Meng Kwai (Licensed Person) Eugene Wong Weng Soon (Licensed Person) Liew Chee Ming (Licensed Person) Yap Kim May Name 1. Taufiq Ahmad @ Ahmad Mustapha bin Ghazali 2. Ng Meng Kwai 3. Eugene Wong Weng Soon 4. Liew Chee Ming Licence No P/A0221/IR/1999 P/A0220/IR/1999 P/A0222/IR/1999 P/A0224/IR/1999

Directors:

Company Secretary: Representatives:

Business Address:

Level 19, Uptown 1 1 Jalan SS21/58 Damansara Uptown 47400 Petaling Jaya Selangor Darul Ehsan Tel.: 03-77261833 Fax: 03-77263986

23.

Company: Permitted Activities: Shareholders:

Devonshire Capital Kuala Lumpur Sdn. Bhd. Corporate Finance Devonshire Capital Pte Limited Fong Wai Leong Zulkarnine Shah bin Zainal Abidin

Directors: Company Secretaries: Representatives: Business Address:

Fong Wai Leong El-Azleen bin Abdul Malek R Rajagopal a/l Raghawan Fong Wai Leong N/a 9th Floor, Menara Boustead 69 Jalan Raja Chulan 50200 Kuala Lumpur Tel.: 03-2031 8155 Fax: 03-2031 7155

24.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representatives:

DF Wealth Management Sdn. Bhd. Financial Planner Tan Poh Lee Yeoh Cheng Chin Tan Poh Lee (Licensed Person) Yeoh Cheng Chin (Licensed Person) Tan Poh Lee Name 1. Tan Poh Lee 2. Yeoh Cheng Chin C-P92, Kelana Square, Jalan SS 7/26 47301 Petaling Jaya Selangor Tel: 03-78049129 Fax: 03-78049120 Licence No P/A0463/IR(FP)/2004 P/A0464/IR(FP)/2004

Business Address:

25.

Company: Permitted Activities: Shareholders: Directors:

Dynaquest Sdn. Bhd. Investment Research Dr Neoh Soon Kean Chan Hong Ee Dr Neoh Soon Kean (Licensed Person) Chan Hong Ee Wong Ping Ling Loo Bee Hwah Dr Hasnah binti Hj Haron Loh Siew Heoh

Company Secretary:

Representatives:

Name 1. Wong Ping Ling 2. Neoh Soon Kean 73, Beach Street 10300 Pulau Pinang Tel.: 04-2612011 Fax: 04-2620399

Licence No PPS(s)6/74 PPS(s)6/73

Business Address:

26.

Company: Permitted Activities: Shareholder: Directors:

(formerly known as ECM Capital Sdn. Bhd.)

Corporate Finance ECM Libra Berhad Lim Kian Onn Chua Ming Huat Dato' Kalimullah bin Masheerul Hassan Tan Kok Pin @ Kok Khong (Licensed Person) Lim Boon Soon Wong Seong Cho @ Wong Fei Mun Lee Bee Lian Name 1. Tan Kok Pin @ Kok Khong 8A Floor, Wisma Genting Jalan Sultan Ismail 50250 Kuala Lumpur Tel.: 03-27152228 Fax: 03-21618818 Licence No P/A0411/IR/2003

ECM Libra Capital Sdn. Bhd.

Company Secretaries: Representative: Business Address:

27.

Company: Permitted Activities: Shareholders: Directors:

Efficient Frontier Capital Advisors Sdn. Bhd. Financial Planner Zarina binti Omar Munawir bin Mohammad Zarina binti Omar (Licensed Person) Munawir bin Mohammad Fadillah binti Omar Anwarul Haq bin Ahmad Name 1. Zarina binti Omar 2. Munawir bin Mohammad 3. Hisham bin Sh. Osman Licence No P/A0500/IR(FP)/2004 P/A0529/IR(FP)/2005 P/A0670/IR(FP)/2006

Company Secretary: Representatives:

Business Address:

No. 27A, Jalan BK5A/2 Bandar Kinrara 47100 Puchong Selangor Tel: 03-8070 9587 Fax: 03-8076 4961

28.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representative: Business Address:

Evergood Financial Planning Sdn. Bhd. Financial Planner Tan Kang Yap Mak Mee Woon Tan Kang Yap (Licensed Person) Mak Mee Woon Tan Keng Hua Name 1. Tan Kang Yap Licence No P/A0650/IR(FP)/2006

19-3A, Jalan PJU 1/3B Sunwaymas Commercial Centre 47301 Petaling Jaya Selangor Tel.: 03-7803 7893 Fax: 03-7803 1093

29.

Company: Permitted Activities: Shareholder: Directors:

Fiscalab Capital Markets Sdn. Bhd. Corporate Finance Fiscalab Holdings Sdn Bhd Mohamad Illiayas bin Seyed Ibrahim Heng Aik Meng Tan Peng Koon (Licensed Person) Tee Guan Pian Name 1. Tan Peng Koon Unit B-20-1, Northpoint Office Mid Valley City No. 1, Medan Syed Putra Utara 59200 Kuala Lumpur Tel: 03-2287 3370 Fax: 03-2287 1128 Licence No P/A0675/IR/2006

Company Secretary: Representative: Business Address:

30.

Company: Permitted Activities: Shareholders:

(formerly known as Great Vision Financial Advisers Sdn. Bhd.)

Financial Planner Great Vision Capital Sdn Bhd Tang Wey Hon Chua Tia Guan Tang Wey Hon Chua Tia Guan (Licensed Person) Mohamad Sani bin Ayob Choo Yin Kwan Ng Phooi Yuen Name 1. Chua Tia Guan 2. Phang Kar Yew 3. Dave Chay Kong Choong 4. Tang Wey Hon 5. Darian Lim Wee Seen 6. Chuah Teong Choon 7. Ong Kam Wing 8. Au Lan Far 9. Chin Chee Keong 10. Yap Jhee Hwa 11. Low Lai Har 12. Tee Kian Heng Licence No. P/A0437/IR(FP)/2004 P/A0438/IR(FP)/2004 P/A0582/IR(FP)/2005 P/A0586/IR(FP)/2005 P/A0587/IR(FP)/2005 P/A0614/IR(FP)/2006 P/A0613/IR(FP)/2006 P/A0616/IR(FP)/2006 P/A0615/IR(FP)/2006 P/A0628/IR(FP)/2006 P/A0629/IR(FP)/2006 P/A0634/IR(FP)/2006

Great Vision Wealth Management Sdn Bhd

Directors:

Company Secretaries: Representatives:

Business Address: Principal Office

Suite 13.02, Level 13, Menara ING Intan Millennium Square No. 68, Jalan Batai Laut 4 Taman Intan 41300 Klang Selangor Tel: 03- 33428048 Fax: 03-33421897 59-1, The Boulevard, Mid Valley City Lingkaran Syed Putra 59200 Kuala Lumpur Tel: 03-22872833 Fax: 03-22872633

31.

Company: Permitted Activities: Shareholders:

HSBC Corporate Advisory (Malaysia) Sdn. Bhd. Corporate Finance The HongKong and Shanghai Banking Corporation Limited Dato' Sulaiman bin Sujak

Directors:

Jamaludin bin Zakaria (Executive Director) Chang Tou Chen Steven Andrew Wallace Dato' Sulaiman bin Sujak Zarir Jal Zama Won Swee Hwan Name 1. Jamaludin bin Zakaria Aras 15, Bangunan HSBC No. 2, Leboh Ampang 50100 Kuala Lumpur Tel.: 03-2270 6340 Fax: 03- 2270 6341 Licence No P/A0606/IR/2005

Company Secretary: Representative: Business Address:

32.

Company: Permitted Activities: Shareholders: Directors:

(formerly known as DBS Vickers Research (Malaysia) Sdn. Bhd.)

Investment Research Hwang-DBS Securities Berhad DBS Vickers Securities Holdings Pte Ltd Tunku Usamah bin Tunku Astor Timothy Wong Kok Chee Vincent Khoo Boo Aik (Licensed Person) Hwang Yee Tuan Tan Lee Peng Mah Yee Wan Name 1. Vincent Khoo Boo Aik 2. Goh Yin Foo 3. Wong Ming Tek Licence No P/A0396/IR/2003 P/A0479/IR/2004 P/A0636/IR/2006

Hwang-DBS Vickers Research Sdn. Bhd.

Company Secretaries: Representatives:

Business Address:

Suite 13.01, 13th Floor Kompleks Antarabangsa Jalan Sultan Ismail 50250 Kuala Lumpur Tel.: 03-27112222 Fax: 03-27112333

33.

Company: Permitted Activities: Shareholder:

Impact Independent Financial Advisory Sdn. Bhd. Financial Planner Raju a/l K. Ramasamy Shaharatul Na'im binti Mohamad Aris Dr. Anthonysamy a/l Savarinathan Ravindran Nair a/l Vasudevan Nair Santhana Dass a/l Savarinathan

Directors:

Raju a/l K. Ramasamy (Licensed Person) Shaharatul Na'im binti Mohamad Aris (Licensed Person) Dr. Anthonysamy a/l Savarinathan Ravindran Nair a/l Vasudevan Nair (Licensed Person) Teoh Gaik Lim Name 1. Raju a/l K. Ramasamy 2. Ravindran Nair a/l Vasudevan Nair 3. Shaharatul Na'im binti Mohamad Aris Suite 339, Blok A1 Leisure Commerce Square No. 9, Jalan PJS8/9 46150 Petaling Jaya Selangor Tel : 03-7877 4230 Fax : 03-7877 4240 Licence No P/A0646/IR(FP)/2006 P/A0509/IR(FP)/2005 P/A0510/IR(FP)/2005

Company Secretary: Representatives:

Business Address:

34.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representatives:

Independent Planners Sdn. Bhd. Financial Planner Looi Kok Loon Victor Foo Seang Kwang Looi Kok Loon Victor Foo Seang Kwang (Licensed Person) Leong Shueu Yin Name 1. Victor Foo Seang Kwang 2. Teoh Loon Heng A-3A-01, Plaza Mont Kiara 2 Jalan Kiara 50480 Kual Lumpur Tel : 03-6203 3098 Fax: 03-6203 4098 Licence No P/A0642/IR(FP)/2006 P/A0505/IR(FP)/2005

Business Address:

35.

Company: Permitted Activities: Shareholder:

(formerly known as ING Baring (M) Sdn. Bhd.)

Corporate Finance ING Baring Holding Nederland B.V.

ING Corporate Advisory (M) Sdn. Bhd.

Directors:

Tengku Abdul Halim Al Ibni Almarhum Milly Tan Phaik Kim Syed Yasir Arafat bin Syed Abd Kadir (Licensed Person) Wong Wei Fong Tham Wai Ying Name 1. Syed Yasir Arafat bin Syed Abd Kadir 2. Anthony Lo Chiang Loong 19th Floor, Menara ING 84 Jalan Raja Chulan 50200 Kuala Lumpur Tel.: 03-21668803 Fax: 03-21620036 Licence No P/A0425/IR/2004 P/A0503/IR/2005

Company Secretaries: Representatives:

Business Address:

36.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representative: Business Address:

Insan Rahmat Sdn. Bhd. Financial Planner Razalee bin Amin Zuraida binti Zainal Abidin Razalee bin Amin Zuraida binti Zainal Abidin (Licensed Person) Mahadzir bin Md Yunus Name 1. Zuraida binti Zainal Abidin Tingkat 15, Menara Safuan No. 80, Jalan Ampang 50450 Kuala Lumpur Tel: 03-2026 7810 Fax: 03-2026 6810 Licence No P/A0537/IR(FP)/2005

37.

Company: Permitted Activities: Shareholders: Directors: Company Secretary:

ISI Business Network Sdn. Bhd. Financial Planner Wong Chai Soon Tan Sock Cheang Wong Chai Soon (Licensed Person) Tan Sock Cheang Ting Bee Teen

Representative: Business Address:

Name 1. Wong Chai Soon 45-1, Lorong Haruan 5/2 Oakland Commerce Square 70300 Seremban Negeri Sembilan Tel.: 06-6011122 Fax: 06-6013922

Licence No P/A0653/IR(FP)/2006

38.

Company: Permitted Activities: Shareholders:

Josor Capital Sdn. Bhd. Corporate Finance Moehamad Izat bin Achmad Habechi Emir Investors Bank B.S.C. Gulf Monetary Group Yip Hsien Chang @ John Yip (Licensed Person) Moehamad Izat bin Achmad Habechi Emir Augustine Soh Kok Choong Malarkodi a/p Pakkiam Name 1. Yip Hsien Chang @ John Yip 2. Alfred Siew Heng Kit 23rd Floor, UBN Tower 10 Jalan P. Ramlee 50250 Kuala Lumpur Tel: 03-2072 1512 Fax: 03-2072 0317 Licence No P/A0680/IR/2006 P/A0681/IR/2006

Directors: Company Secretaries: Representatives:

Business Address:

39.

Company: Permitted Activities: Shareholder: Directors:

Jupiter Research Sdn. Bhd. Investment Research Jupiter Securities Sdn Bhd Looi Kheng Hwa Pong Teng Siew (Licensed Person) Nazarry bin Rosli Tan Chee Siong Lim Yoke Si Name 1. Pong Teng Siew Licence No P/A0356/IR/2001

Company Secretary: Representative:

Business Address:

Levels 7, 8 & 9, Menara Olympia No. 8 Jalan Raja Chulan 50200 Kuala Lumpur Tel.: 03-20341888 Fax: 03-20324351

40.

Company: Permitted Activities: Shareholders: Directors:

Kim Eng Research Sdn. Bhd. Investment Research Kim Eng Holdings Ltd Md. Yusoff bin Md. Ali Yew Chee Yoon Liew Mee Kien Riznida Eliza binti Hamzah Lew Ken Lee Tham Wai Ying Name 1. Yew Chee Yoon Suite 16.02, 16th Floor Kompleks Antarabangsa Jalan Sultan Ismail 50250 Kuala Lumpur Tel.: 03-21411555 Fax: 03-21411045 Licence No P/A0338/IR/2001

Company Secretaries: Representative: Business Address:

41.

Company: Permitted Activities: Shareholders:

(formerly known as KPMG CF Sdn. Bhd.)

Corporate Finance Gan Ah Tee Mohamed Raslan bin Abdul Rahman Ooi Woon Chee Gan Ah Tee (Licensed Person) Mohamed Raslan bin Abdul Rahman Wong Wing Seong (Licensed Person) Gan Ah Tee Name 1. Wong Wing Seong 2. Gan Ah Tee 3. Tan Chee Peng 4. Ooi Siew Choo 5. Feizal Mustapha 6. Jasmin Begum Bt Jaffar Khan

KPMG Corporate Advisory Sdn. Bhd.

Directors:

Company Secretary: Representatives:

Licence No P/A0446/IR/2004 P/A0445/IR/2004 P/A0459/IR/2004 P/A0555/IR/2005 P/A0556/IR/2005 P/A0557/IR/2005

Business Address:

Level 8-1, Wisma KPMG Jalan Dungun, Bukit Damansara 50490 Kuala Lumpur Tel: 03-20953388 Fax: 03-20952107

42.

Company: Permitted Activities: Shareholders:

Lion Wealth Adviser Sdn. Bhd. Financial Planner Chan Boon Jiunn Lim Beng Leng Lion Team Adviser Sdn. Bhd. Chan Boon Jiunn (Licensed Person) Lim Beng Leng Ahmad Bustaman bin Ibrahim Chew Ai Keow Name 1. Sim Seok Khen 2. Chan Boon Jiunn 26B, Tingkat 2 Jalan Todak 2 Pusat Bandar Seberang Perai Seberang Jaya 13700 Prai Pulau Pinang Tel: 04-380 8855 Fax: 04-380 8857 Licence No P/A0579/IR(FP)/2005 P/A0580/IR(FP)/2005

Directors:

Company Secretary: Representatives:

Business Address:

43.

Company: Permitted Activities: Shareholder: Directors:

MAA Corporate Advisory Sdn. Bhd. Corporate Finance MAA Corporation Sdn Bhd David Rashid bin Ghazali Yee Took Keat Teh Sew Hong Lily Yin Kam May Name 1. Teh Sew Hong Suite 21.04, 21st Floor Menara MAA 12 Jalan Dewan Bahasa 50460 Kuala Lumpur Licence No P/A0392/IR/2003

Company Secretary: Representative: Business Address:

Tel.: 03-21469602 Fax: 03-21462719 44. Company: Permitted Activities: Shareholders: Directors: MAAKL Mutual Bhd. Financial Planner MAA Corporation Sdn Bhd Khyra Liberty Sdn Bhd Tunku Ya'acob bin Tunku Abdullah Yeo Took Keat Wong Boon Choy (Licensed Person) Leong Tuck Onn Nikmat bin Abdullah Lai Chung Wah Edmond Cheah Swee Leng Muhamad Umar Swift Lily Yin Kam May Name 1. Wong Boon Choy 2. Soon Chen Loy 3. Yeo Hong Chye 4. Thillaiampalam Rajendra Devadason 5. Grace Chan Phaik Yee 6. Nge Koh Nguong 1.03, Mezzanine Floor MAA Tower No. 12, Jalan Dewan Bahasa 50460 Kuala Lumpur Tel: 03-2146 9588 Fax: 03-2143 2143 45. Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representative: Maestro Capital Sdn. Bhd. Corporate Finance Fad'l bin Mohamed Yon See Ting Fad'l bin Mohamed (Licensed Person) Yon See Ting Yon Shee Guan Name 1. Fad'l bin Mohamed Licence No P/A0426/IR/2004 Licence No P/A0546/IR(FP)/2005 P/A0618/IR(FP)/2006 P/A0632/IR(FP)/2006 P/A0592/IR(FP)/2005 P/A0643/IR(FP)/2006 P/A0644/IR(FP)/2006

Company Secretary: Representatives:

Business Address:

Business Address:

Suite 986, 9th Floor Block A1, Leisure Commerce Square Jalan PJS8/9 46150 Petaling Jaya Selangor Tel.: 03-78750945 Fax: 03-78773848

46.

Company: Permitted Activities: Shareholder: Directors:

Merrill Lynch (KL) Sdn. Bhd. Investment Research Merril Lynch International Incorporated Christopher Pascoe Francis Lam Voon Kean Tunku Dato' Dr. Ismail bin Tunku Mohammad Jewa Melvyn Boey Kum Hoong Lam Voon Kean Name 1. Lee Soon Huat 2. Melvyn Boey Kum Hoong 3. Loo Kar Weng 4. Norly Bte Abdul Khalim Suite 33-02, Level 33 Menara Dion 50250 Kuala Tel: 03-2333 2000 Fax: 03-2333 2099 Licence No P/A0609/IR/2006 P/A0641/IR/2006 P/A0657/IR/2006 P/A0660/IR/2006

Company Secretary: Representatives:

Business Address:

47.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representative: Business Address:

Money Concepts Corporation (M) Sdn. Bhd. Financial Planner Lo Ken Foh Goh Yun Sing Lo Ken Foh (Licensed Person) Goh Yun Sing Ong Lin Hoe Name 1. Lo Ken Foh 10-2, Plaza Crystal Ville II Jalan 22A/70A, Sri Hartamas Sri Hartamas 50480 Kuala Lumpur Licence No P/A0563/IR(FP)/2005

Tel: 03-6203 2892/4 Fax: 03-6203 2825 48. Company: Permitted Activities: Shareholders: MP Capital Advisory Sdn. Bhd. Corporate Finance Jaccob Thomas a/l C T Thomas Saramma Joseph a/p K M Joseph Razalee bin Amin Jaccob Thomas a/l C T Thomas Saramma Joseph a/p K M Joseph Razalee bin Amin Liew Yen Nie Khoo Pek Voon Name 1. Lim Chin Wee 2. Ramani a/l Sivarama Krishnan Unit 403, 4th Floor Menara Multi-Purpose Capital Square No. 8, Jalan Munshi Abdullah 50100 Kuala Lumpur Tel: 03-26941297 Fax: 03-26931186 49. Company: Permitted Activities: Shareholder: Directors: Company Secretary: Representative: Business Address: Mulpha Capital Markets Sdn. Bhd. Corporate Finance Mulpha Capital Holdings Sdn Bhd Asgari bin Mohd Fuad Stephens David Choa Der Huey Ng Seng Nam Name 1. David Choa Der Huey No. 17, Jalan Semangat 46100 Petaling Jaya Selangor Tel.: 03-79556753 Fax: 03-79584392 Licence No P/A0648/IR/2006 Licence No. P/A0448/IR/2004 P/A0507/IR/2005

Directors:

Company Secretaries: Representatives:

Business Address:

50.

Company: Permitted Activities: Shareholders: Directors:

MyFP Services Sdn. Bhd. Financial Planner Eng Meei Yu Foo Jee Yee Eng Meei Yu (Licensed Person) Foo Jee Yee (Licensed Person) Mas Maria Mohamad Tan Chu Kee Name 1. Eng Meei Yu 2. Foo Jee Yee Licence No. P/A0450/IR(FP)/2004 P/A0452/IR(FP)/2004

Company Secretary: Representatives:

Business Address:

Lot 5 & 6, Bukit Jalil Golf & Country Resort Jalan 3/155B Bukit Jalil 57000 Kuala Lumpur Tel: 03-89963292 Fax: 03-89963293

51.

Company: Permitted Activities: Shareholders:

Netresearch-Asia Sdn. Bhd. Investment Research Netresearch Asia Holdings Pte Ltd Liew Willip Chan Chee Yuan Teng Leong Nyean Chan Meng Fatt @ Patrick Chan Liew Willip Chan Chee Yuan (Licensed Person) Kevin Norbert Scully Nasrudin bin Mad Hashim Mah Li Chen Name 1. Chan Chee Yuan 2. Lim Boon Ngee Unit 17-5, Level 17 UOA Tower II 21 Jalan Pinang 50450 Kuala Lumpur Tel.: 03-21633200 Fax: 03-21633400 Licence No P/A0247/IR/2000 P/A0298/IR/2001

Directors:

Company Secretary: Representatives:

Business Address:

52.

Company: Permitted Activities: Shareholders: Directors: Company Secretaries: Representative: Business Address:

(formerly known as Worldsec Securities Advisors Sdn. Bhd.)

Corporate Finance Newfields Capital Sdn Bhd Tengku Putri Marina binti Tengku Ibrahim Tan Sri Datuk Dr Yahya bin Awang Wong Muh Rong (Licensed Person) Lew Ken Lee Tham Wai Ying Name 1. Wong Muh Rong Suite 17.1-17.2, Level 17 Menara Weld No. 76, Jalan Raja Chulan 50200 Kuala Lumpur Tel.: 03-20310010 Fax: 03-20312531 Licence No P/A0390/IR/2003

Newfields Advisors Sdn. Bhd.

53.

Company: Permitted Activities: Shareholders:

(formerly known as Nomura Advisory Services (M) Sdn Bhd)

Investment Research & Corporate Finance Nomura Asia Holdings N.V. Nomura Singapore Limited NoMaSS Sdn Bhd Mohammad Karim bin Mohammad Raslan Koki Miura Satoshi Imai (Licensed Person) Takashi Masuno Tan Li Li Name 1. Ang Ai Hoon 2. Satoshi Imai 3. Nik Hadi bin Nik Mahmood 4. Shahrin Bin Sharil 5. Shrianand a/l Pathmakanthan Suite No.16.3, Level 16 Menara IMC 8 Jalan Sultan Ismail 50250 Kuala Lumpur Tel.: 03-20766811 Fax: 03-20766881 Licence No P/A0195/IR/1999 P/A0462/IR/2004 P/A0519/IR/2005 P/A0524/IR/2005 P/A0674/IR/2006

Nomura Malaysia Sdn. Bhd.

Directors:

Company Secretary: Representatives:

Business Address:

54.

Company: Permitted Activities: Shareholders: Directors: Company Secretaries: Representative: Business Address:

Optiplan Sdn Bhd Financial Planner Ti Lian Keong Cheong Kim Chee Ti Lian Keong Cheong Kim Chee Tan Sock Jong Chandra Dass a/l Sivaraman Name 1. Cheong Kim Chee Bilik C-06-07, Plaza Mont' Kiara No 2 Jalan Kiara Bukit Kiara 50480 Kuala Lumpur Tel: 03-62015199 Fax: 03-62035632 Licence No P/A0640/IR(FP)/2006

55.

Company: Permitted Activities: Shareholders: Directors: Company Secretaries: Representatives:

Opus Capital Sdn. Bhd. Investment Research Chan Choong Kong Azam bin Azman Chan Choong Kong (Licensed Person) Azam bin Azman (Licensed Person) Wong Tuck Song R Rajagopal A/L Raghavan Name 1. Chan Choong Kong 2. Azam bin Azman Suite 13-08, Level 13 Menara HLA Jalan Kia Peng 50450 Kuala Lumpur Tel.: 03-21662088 Fax: 03-21661022 Licence No P/A0246/IR/2000 P/A0245/IR/2000

Business Address:

56.

Company: Permitted Activities: Shareholders:

Oscar Wealth Advisory Sdn. Bhd. Financial Planner Elite Care Sdn Bhd Central GSM Development Sdn Bhd

Northern United Development Sdn Bhd Supreme Depth Sdn Bhd SG Southern Development Sdn Bhd SG Marketing Management Sdn Bhd Lee Koh Yung Lai Tek Kean Directors: Company Secretary: Representatives: Lee Koh Yung (Executive Director) Tan Kim Book (Executive Director) Pang Kah Man Name 1. Lee Koh Yung 2. Tan Kim Book Licence No P/A0600/IR(FP)/2005 P/A0601/IR(FP)/2005

Business Address:

16-4, Jalan SP2/4, Cheong Hin Business Park Taman Serdang Perdana 43300 Seri Kembangan Selangor Tel: 03-8945 6188 Fax: 03-8941 6188

57.

Company: Permitted Activities: Shareholder: Directors: Company Secretaries: Representatives:

OSK Research Sdn. Bhd. Investment Research OSK Securities Bhd Dato' Nik Mohamed bin Nik Yahya Wong Chong Kim Low Pei Ping Shanti Anne Sankey Name 1. Ahmad Hilmi bin Mohamad Mokhtar 2. Shin Kao Jack 6th Floor, Plaza OSK Jalan Ampang 50450 Kuala Lumpur Tel.: 03-21624388 Fax: 03-21624729 Licence No P/A0551/IR/2005 P/A0572/IR/2005

Business Address:

58.

Company: Permitted Activities: Shareholders:

OSK Wealth Planners Sdn. Bhd. Financial Planner OSK Holdings Berhad Equitable Investment Co. (HK) Ltd

Directors:

Richard Lewis Bender Dato' Nik Mohamed Din bin Nik Yusoff Qua Mu Im (Licensed Person) Ong Yin Suen Chin Ngeok Mui Name 1. Qua Mu Im 6th Floor, Plaza OSK Jalan Ampang 50450 Kuala Lumpur Tel.: 03-21624388 Fax: 03-21618254 Licence No P/A0431/IR(FP)/2004

Company Secretary: Representative: Business Address:

59.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representative: Business Address:

(formerly known as Asia Capital Partners Sdn. Bhd.)

Corporate Finance Phoebe Yap Kwong Tiong Hock Phoebe Yap (Licensed Person) Kwong Tiong Hock Tan Choo Teck Name 1. Phoebe Yap Licence No P/A0292/IR/2001

Pacific Alliance Capital Sdn. Bhd.

No. 21-8, The Boulevard Mid Valley City, Lingkaran Syed Putra 59200 Kuala Lumpur Tel.: 03-22832823 Fax: 03-22832829

60.

Company: Permitted Activities: Shareholder: Directors: Company Secretary: Business Address:

Perkasa Normandy Advisers Sdn. Bhd. Investment Research Perkasa Normandy Holdings Sdn Bhd Kang Guay Eng (Licensed Person) Daud bin Yunus Tan Keok Lay 15th Floor, Menara Multi-Purpose at Capital Square No. 8 Jalan Munshi Abdullah 50100 Kuala Lumpur

Tel.: 03-27115560 Fax: 03-26945561 61. Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representatives: Phillip Wealth Planners Sdn. Bhd. Financial Planner Lim Hua Min Lim Wah Lin Nona binti Salleh Andy Lim Say Kiat Tan Boon Seng Name 1. Yee Swee Cho 2. Yong Sui Loong 3. Ho Heng Thong 4. Lee Ah Kow @ Lee Kam Chong 5. Tiong Soon King 6. Onn Chok Chiang 7. Lee Khee Chuan B-2-6, Megan Avenue II No. 12, Jalan Yap Kwan Seng 50450 Kuala Lumpur Tel: 03- 2715 9802 Fax: 03- 2166 6417 62. Company: Permitted Activities: Shareholders: Premier Financial Services Sdn. Bhd. Financial Planner Kee Wah Soong Chong Poh Leng Kee Hoong Wah Kee Wah Soong Chong Poh Leng Dato' Nik Mod Amin Nik Abdul Majid Wan Faris Bin Salleh Name 1. Gan Boon Kiow 2nd Floor, Bangunan WSF 42-1B, Jalan Sultan Ismail 50250 Kuala Lumpur Tel: 03-21426354 Fax: 03-21426754 Licence No P/A0466/IR(FP)/2004 Licence No. P/A0620/IR(FP)/2006 P/A0621/IR(FP)/2006 P/A0622/IR(FP)/2006 P/A0635/IR(FP)/2006 P/A0645/IR(FP)/2006 P/A0655/IR(FP)/2006 P/A0656/IR(FP)/2006

Business Address:

Directors:

Company Secretary: Representative: Business Address:

63.

Company: Permitted Activities: Shareholder: Directors:

RHB Research Institute Sdn. Bhd. Investment Research RHB Sakura Merchant Bankers Bhd Lim Chee Sing (Licensed Person) Norazzah binti Sulaiman Tan Lib Chau Azman Shah bin Md Yaman Name 1. Lim Chee Sing 2. Peck Boon Soon 3. Ng Chin Yuing 4. Clare Chin Kit Ching 5. Low Yee Huap Level 11, Tower One RHB Centre Jalan Tun Razak 50400 Kuala Lumpur Tel.: 03-92852233 Fax: 03-92847189 Licence No PPS(s)6/199 P/A0384/IR/2003 P/A0415/IR/2004 P/A0403/IR/2004 P/A0554/IR/2005

Company Secretary: Representatives:

Business Address:

64.

Company: Permitted Activities: Shareholders: Directors:

Rothschild Sendirian Berhad Corporate Finance N M Rothschild & Sons (Hong Kong) Limited Rosnah binti Omar Alan Christopher Mitchell Johannes Joseph Maria Maas Rosnah binti Omar (Licensed Person) Tai Yit Chan Callum Donald Macnab Beveridge Jeffrey Peter Hanning Speke Tai Yit Chan Name 1. Rosnah binti Omar 29/F, UBN Tower 10 Jalan P. Ramlee 50250 Kuala Lumpur Tel: 03-2687 0966 Fax:03-2070 1001 Licence No P/A0608/IR/2006

Company Secretary: Representative: Business Address:

65.

Company: Permitted Activities: Shareholders: Directors:

Sarawak Capital Sdn. Bhd. Investment Research Mahmud Abu Bekir bin Taib Shahnaz binti Abdul Majid Mahmud Abu Bekir bin Taib Shahnaz binti Abdul Majid Toh Chee Ching (Licensed Person) Voon Jan Moi Name 1. Toh Chee Ching Licence No P/A0004/IR/1996

Company Secretary: Representative: Business Address:

Level 12B, Wisma Ting Pek Khiing No.1 Jalan Padungan 93100 Kuching Sarawak Tel.: 082-236000 Fax: 082-232681

66.

Company: Permitted Activities: Shareholder: Directors:

SBB Mutual Berhad Financial Planner BHL Venture Berhad Dato' (Dr) Yeap Leong Huat Tan Sri Dato' (Dr) R.V. Navaratnam Wong Joon Hin Tunku Ahmad Burhanuddin Bin Tunku Adnan Foo Choy Leng Kong Sooi Peng Name 1. Chan Kok Hin 2. Razanah Ruhana binti Mustapha 3. Yeap Cheng Hock 4. Looi Siew Fun 5. Tang Wee Hen 6. Vijayaletchumy a/p A. Tambusamy 7. Oon Yen Nee 8. Ng Yoke Ling 9. Lee Ling 10. Christopher Chiu Sze Siong 11. Anne Haemamalini a/p S. Vythilingam 12. Lam Kam Ken 13. Moi Pak Kheong 14. Tan Wei Teck Licence No P/A0474/IR(FP)/2004 P/A0478/IR(FP)/2004 P/A0485/IR(FP)/2004 P/A0487/IR(FP)/2004 P/A0488/IR(FP)/2004 P/A0489/IR(FP)/2004 P/A0490/IR(FP)/2004 P/A0491/IR(FP)/2004 P/A0492/IR(FP)/2004 P/A0498/IR(FP)/2004 P/A0485/IR(FP)/2004 P/A0484/IR(FP)/2004 P/A0511/IR(FP)/2005 P/A0576/IR(FP)/2005

Company Secretaries: Representatives:

15. 16. 17. 18. Business Address:

Ng Kong Eng Lam Kam Goo Lim Hong Sim LUM PANG FUI

P/A0578/IR(FP)/2005 P/A0581/IR(FP)/2005 P/A0583/IR(FP)/2005 P/A0671/IR(FP)/2006

50,52 & 54, Jalan SS 21/39 Damansara Utama 47400 Petaling Jaya Selangor Tel: 03-77122888 Fax: 03-77265088

67.

Company: Permitted Activities: Shareholders: Directors:

Sierac Corporate Advisers Sdn. Bhd. Corporate Finance Jean Francine Goonting Yee Pek Mei Jean Francine Goonting (Licensed Person) Yee Pek Mei Azliza binti Ahmad Tajuddin Lily Yin Kam May Name 1. Jean Francine Goonting Suite 8.05, 8th Floor Block F, Phileo Damansara I 46350 Petaling Jaya Selangor Tel: 03-7665 9020 Fax: 03-7665 9022 Licence No P/A0568/IR/2005

Company Secretary: Representative: Business Address:

68.

Company: Permitted Activities: Shareholder: Directors: Company Secretaries:

Standard Financial Planner Sdn. Bhd. Financial Planner Professional Solution Planners Sdn. Bhd. Lim Yan Chang (Licensed Person) Sek Hai Choon (Licensed Person) Ruzilah Binti Mohammad Alias Anuar Bin Shuib Tham Wai Ying Lew Ken Lee Name 1. Sek Hai Choon 2. Lim Yan Chang Licence No P/A0472/IR(FP)/2004 P/A0473/IR(FP)/2004

Representatives:

3. Au Yong Mun Bong 4. Bose Dasan a/l K Palasingam 5. Heng Lee Ming 6. Kok Teck Koon 7. Lim Tau Ming 8. Loh Choon Foong 9.Oon Kee Hock 10.Soon Chiam Tin 11.Tan Beng Wah 12.Teh Chet Yeong 14. Wong Keng Leong 15. Tan Poo Hong 16. Tang Khan Loon 17. Anuar Bin Shuib 18. Lawrence Tan Sau Poh 19. Raja Abd Raman bin Raja Mansor 20. Rodzman Bin Abdul Rahman 21. Yap Lai Wah 22. Ch'ng Hwee Kong 23. Tung Lai Foon @ Tee Lai Foon Business Address: 14th Floor, Menara Safuan No. 80, Jalan Ampang 50450 Kuala Lumpur Tel: 03-20266311 Fax: 03-20266310 69. Company: Permitted Activities: Shareholder: Directors: Standard London (Asia) Sdn. Bhd. Investment Research SBIC Investment S.A., Luxembourg Saw Jin Hong Dr Raja Lope bin Raja Shahrome Tan Cheong Chai Tai Yit Chan Saw Bee Lean Name 1. Chay Wai Leong 2. Raja Lope bin Raja Shahrome Level 32 (Suite B), Menara Maxis Kuala Lumpur City Centre 50088 Kuala Lumpur Tel.: 03-23808080 Fax: 03-23808033

P/A0521/IR(FP)/2005 P/A0513/IR(FP)/2005 P/A0515/IR(FP)/2005 P/A0522/IR(FP)/2005 P/A0514/IR(FP)/2005 P/A0523/IR(FP)/2005 P/A0518/IR(FP)/2005 P/A0524/IR(FP)/2005 P/A0525/IR(FP)/2005 P/A0516/IR(FP)/2005 P/A0548/IR(FP)/2005 P/A0588/IR(FP)/2005 P/A0630/IR(FP)/2006 P/A0631/IR(FP)/2006 P/A0649/IR(FP)/2006 P/A0662/IR(FP)/2006 P/A0663/IR(FP)/2006 P/A0550/IR(FP)/2005 P/A0596/IR(FP)/2005 P/A0547/IR(FP)/2005

Company Secretaries: Representatives:

Licence No P/A0389/IR/2003 P/A0607/IR/2006

Business Address:

70.

Company: Permitted Activities: Shareholder: Directors:

Standard & Poor's Malaysia Sdn. Bhd. Investment Research McGraw-Hill (Malaysia) Sdn Bhd Asmet bin Nasruddin Edna Lorraine Tan Alexander Chia Hock Lon Surinder Dev Raj Kathpalia Lim Joo Hock Chang Hong Yun Lee Lai Huat Name 1. Hoe Lee Leng 2. Alexander Chia Hock Lon 3. Tam Ching Wah 4. Desmond Ch'ng Lye Hoe 5. Siti Rudziah Salikin Unit 23D, Level 23 UBN Tower, 10 Jalan P Ramlee 50250 Kuala Lumpur Tel.: 03-20708668 Fax: 03-20701668 Licence No P/A0540/IR/2005 P/A0541/IR/2005 P/A0603/IR/2005 P/A0647/IR/2006 P/A0668/IR/2006

Company Secretaries: Representatives:

Business Adress:

71.

Company: Permitted Activities: Shareholders:

Strategic Capital Advisory Sdn. Bhd. Corporate Finance Azlin bin Khalid Tan Hock Soon Foo Lee Khean Azlin bin Khalid Tan Hock Soon (Licensed Person) Foo Lee Khean Chew Siok Bee Name 1. Tan Hock Soon Suite 12-25, 12th Floor Wisma Zelan No.1, Jalan Tasik Permaisuri 2 Bandar Tun Razak 56000 Kuala Lumpur Tel.: 03-91718066 Fax: 03-91713950 Licence No P/A0427/IR/2004

Directors:

Company Secretary: Representative: Business Address:

72.

Company: Permitted Activities: Shareholder: Directors: Company Secretary: Representatives:

Symphony Capital Sdn. Bhd. Corporate Finance Symphony House Bhd Mohamed Azman bin Yahya Ahmad Zulqarnain bin Che On (Licensed Person) Chin Ngeok Mui Name 1. Ahmad Zulqarnain bin Che On 2. Tan Pooi Fan Licence No P/A0409/IR/2003 P/A0575/IR/2005

Business Address:

Level 17, Menara Milenium Jalan Damanlela, Pusat Bandar Damansara 50490 Kuala Lumpur Tel.: 03-27181500 Fax: 03-27157677

73.

Company: Permitted Activities: Shareholders:

Total Financial Planning Advisory Sdn. Bhd. Financial Planner Ng Kee Beng Sabina binti Saran Lee Bee Geok Ng Kee Beng (Licensed Person) Sabina binti Saran Ng Kee Beng Name 1. Ng Kee Beng 2. Ee Fong Nee 73, Jalan Bandar Rawang 3 Pusat Bandar Rawang 48000 Rawang Selangor Tel: 03-60922928 Fax: 03-60936928 Licence No P/A0465/IR(FP)/2004 P/A0602/IR(FP)/2005

Directors: Company Secretary: Representatives:

Business Address:

74.

Company: Permitted Activities: Shareholder:

UOB Kay Hian (Malaysia) Holdings Sdn. Bhd. Investment Research UOB-Kay Hian Holdings Limited

Directors:

Abdul Raslan bin Mohd Tahir Lim Beng Leong (Licensed Person) Lim Khoon Hwee Winston See Siew Cheng Leong Shiak Wan Name 1. Lim Beng Leong 2. Foong Choong Chen Suite 19-01/02, 19th Floor Menara Keck Seng 203 Jalan Bukit Bintang 55100 Kuala Lumpur Tel: 03-21431180 Fax: 03-21430298 Licence No P/A0502/IR/2005 P/A0605/IR/2005

Company Secretaries: Representatives:

Business Address:

75.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representatives:

VKA Wealth Planners Sdn. Bhd. Financial Planner Lim Chong Hee Teo Geok Kee Lim Chong Hee Teo Geok Kee Ho Shook Meng Name 1. Lim Chong Hee 2. Susanna Suah Po Ling 3. Chong Moi Heong Licence No P/A0638/IR(FP)/2006 P/A0639/IR(FP)/2006 P/A0637/IR(FP)/2006

Business Address:

Blok B, 9-2-4, Megan Corporate Park Jalan 1/125E Taman Desa Petaling 57100 Kuala Lumpur Tel: 03-9057 5995 Fax: 03-9057 0995

76.

Company: Permitted Activities: Shareholders:

Westcomb Capital Sdn. Bhd. Corporate Finance Westcomb Financial Group Limited Nik Kamaruddin bin Ismail Tay Guan Kee Lai Gin Nyap

Directors:

Nik Kamaruddin bin Ismail Tay Guan Kee Lai Gin Nyap (Licensed Person) Aw Soon Beng Tan Kah Koon Choo Chee Kong Leong Pooi Wah Name 1. Lai Gin Nyap Bilik 17.3, Aras 17 Menara Weld No. 76, Jalan Raja Chulan 50200 Kuala Lumpur Tel: 03- 2026 1888 Fax: 03- 2026 5222 Licence No P/A0558/IR/2005

Company Secretaries: Representative: Business Address:

77.

Company: Permitted Activities: Shareholders: Directors: Company Secretary: Representatives:

Whitman Independent Advisors Sdn. Bhd. Financial Planner Yap Ming Hui Yap Choy Har Yap Ming Hui (Licensed Person) Yap Choy Har Ooi Yee Pei Name 1. Yap Ming Hui 2. Lee Sen Tiong 3. Soh Swee Ting 4. Yap Choy Har No. 19-2, Level 1 Block E1 Jalan PJK 1/42 Dataran Prima 47301 Petaling Jaya Selangor Tel: 03-78808359 Fax: 03-78808615 Licence No P/A0470/IR(FP)/2004 P/A0468/IR(FP)/2004 P/A0542/IR(FP)/2005 P/A0577/IR(FP)/2005

Business Address:

78.

Company: Permitted Activities: Shareholders:

WYNCORP Advisory Sdn. Bhd. Corporate Finance Wong Yoke Nyen Tsen Keng Yam

Directors:

Wong Yoke Nyen (Licensed Person) Tan Pu Hooi (Licensed Person) Yap Siew Thee T Karldej Bin Tunku Shamsul Bahrin Choong Boon Gan Cheong Siew Keong Name 1. Tan Pu Hooi 2. Wong Yoke Nyen Licence No. P/A0429/IR/2004 P/A0428/IR/2004

Company Secretaries: Representatives:

Business Address:

Business Suite No. 50-06-02 Level 6, Wisma UOA Damansara 50 Jalan Dungun Damansara Heights 50490 Kuala Lumpur Tel: 03-20962286 Fax: 03-20962281

79.

Company: Permitted Activities: Shareholders:

ZJ Advisory Sdn. Bhd. Corporate Finance Shaari bin Haron Tan Kum Weng Poi Koon Hwee Shaari bin Haron Tan Kum Weng (Licensed Person) Poi Koon Hwee (Licensed Person) Poi Koon Hwee Name 1. Tan Kum Weng 2. Poi Koon Hwee 3. Hasnoel bin Ramly 4. Tan Yoke Ping Suite 22B, 22nd Floor Wisma Denmark No. 86, Jalan Ampang 50450 Kuala Lumpur Tel.: 03-20322328 Fax: 03-20321328 Licence No P/A0421/IR/2004 P/A0422/IR/2004 P/A0565/IR/2005 P/A0574/IR/2005

Directors:

Company Secretary: Representatives:

Business Address:

Individuals: 1. Name: Licence No: Name of Business: Business Address: Abd Aziz bin Ibrahim P/A0068/IA(FP)/2004 Aziz Ibrahim Financial Consultant H-1-15A, Jalan PJU 10/10A Saujana Damansara 47830 Petaling Jaya Selangor Badariyah binti Bahari P/A0095/IA(FP)/2004 Mont Biz Management 22, Jalan 6/27D Section 6, Wangsa Maju 53300 Kuala Lumpur Tel: 03-4149 9718 3. Name: Licence No: Name of Business: Business Address: Chong Sui Wei P/A0097/IA(FP)/2004 Wealth Concepts Consultancy Suite 14.01, 14th Floor Menara ING No. 84, Jalan Raja Chulan 50200 Kuala Lumpur Tel: 03-9080 2141 4. Name: Licence No: Name of Business: Business Address: Choong Choon Ming P/A0075/IA(FP)/2004 CCM Consulting 22 GM, Jalan Perdana 5/11 Pandan Perdana 55300 Kuala Lumpur Tel: 03-92831723

2.

Name: Licence No: Name of Business: Business Address:

5.

Name: Licence No: Name of Business: Business Address:

Christopher Heng Kee Chai P/A0077/IA(FP)/2004 Christopher Heng & Co 568-8-13, Kompleks Mutiara (Level 8) 3 ½ Miles, Jalan Ipoh 51200 Kuala Lumpur Tel: 03-62571130

6.

Name: Licence No: Name of Business: Business Address:

Christopher Shun Kong Leng P/A0124/IA(FP)/2005 Continuum Synergy Planners 21, Jalan Utara 46200 Petaling Jaya Selangor Tel: 03-2161 3366

7.

Name: Licence No: Name of Business: Business Address:

Gunananthan a/l Nithyanantham P/A0145/IA(FP)/2006 Gunananthan a/l Nithyanantham C-3A-09, Plaza Mont' Kiara 2, Jalan Kiara 50480 Kuala Lumpur Tel: 03-6204 2816

8.

Name: Licence No: Name of Business: Business Address:

Janet Ang Siew Cheng P/A0138/IA(FP)/2006 Business Match Management Consultants 148M, Jln Mega Mendung Komplek Bandar, Bt 5 Jln Klang Lama 58200 Kuala Lumpur Tel: 03-7982 3252

9.

Name: Licence No:

Jerome Christian Nicholas David P/A0080/IA(FP)/2004

Name of Business: Business Address:

J David & Associates 15-1, Medan Setia 1 Plaza Damansara, Bukit Damansara 50490 Kuala Lumpur Tel: 03-20931902

10.

Name: Licence No: Name of Business: Business Address:

Ling Chai Kua P/A0086/IA(FP)/2004 Carliang Service & Agency No. 43, 1st Floor Jalan Masjid Lama 96100 Sarikei, Sarawak Tel: 084-652094

11.

Name: Licence No: Name of Business: Business Address:

Looi Kok Leong P/A0122/IA/2005 Looi Advisory Suite 33-53A, 33rd Floor Menara Keck Seng No. 203, Jalan Bukit Bintang 55100 Kuala Lumpur Ooi Kok Hwa P/A0135/IA/2006 MRR Consulting B303-3-26 Krystal Point Jalan Sultan Azlan Shah 11900 Bayan Lepas Pulau Pinang Tel.: 04-6469133 Fax: 04-6463233

12.

Name: Licence No: Name of Business: Business Address:

13.

Name: Licence No: Name of Business:

Peter Yap Seng P/A0144/IA(FP)/2006 Peter Yap & Company

Business Address:

Level 5, 05-04 Somerset Gateway No. 9, Jalan Bukit Mata 93100 Kuching Sarawak Tel: 082-424258 Fax: 082-238658

14.

Name: Licence No: Name of Business: Business Address:

Tan Chong Yian P/A0141/IA(FP)/2006 C. Y & Associates No. 48, Tingkat 1 Jalan Gaya 88000 Kota Kinabalu Sabah Tel.: 088-224000 Fax: 088-258359

15.

Name: Licence No: Name of Business: Business Address:

Ting Kow Fong P/A0071/IA(FP)/2004 TKF Planning & Advisory No. 17, Jalan 40 Selayang Baru, 68100 Batu Caves Selangor Wan Hooi Poh P/A0085/IA(FP)/2004 Wan Hoi Poh (Kim Consultancy) Level 18, Menara KWSP 38, Jalan Sultan Ahmad Shah Georgetown 10050 Pulau Pinang Tel: 04-2176560

16.

Name: Licence No: Name of Business: Business Address:

Information

LIST OF LICENSED INVESTMENT ADVISERS AS AT 31 DECEMBER 2003

49 pages

Report File (DMCA)

Our content is added by our users. We aim to remove reported files within 1 working day. Please use this link to notify us:

Report this file as copyright or inappropriate

356604


You might also be interested in

BETA
GICS Sector Charts.xls
Digi cov 200dpi.indd