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MEMORANDUM

May 12, 2011 To: File No. S7-05-11

From: David P. Bartels Office of Investment Adviser Regulation Division of Investment Management Re: Call with Convexity Capital Management

On May 12, 2011, representatives of Convexity Capital Management ("Convexity") met via conference call with members of the staffs of the Securities and Exchange Commission ("SEC") and the Commodity Futures Trading Commission ("CFTC"). A list of participants and their affiliations is attached. The purpose of the meeting was to discuss systemic risk reporting by advisers to private funds on the proposed Form PF.

List of participants and affiliations Convexity David Miles Deb Coleman Steve McSweeney Mike Prado Peter Van Amson Egan Cammack Marta van Dam Staffs of SEC and CFTC Sarah G. ten Siethoff David P. Bartels Harvey B. Westbrook Christopher B. Arnold Carl Kennedy Daniel S. Konar II

SEC, Division of Investment Management SEC, Division of Investment Management SEC, Division of Risk, Strategy and Financial Innovation SEC, Division of Trading and Markets CFTC CFTC

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