Read Tracking the Trades text version

updated 6/2/2011

TRACKING the TRADES

Stock (Ticker Symbol)

Encysive (ENCY) Connetics (CNCT) Cornerstone (CRTX) Cornerstone (CRTX) Encysive (ENCY) Pozen (POZN) Anesiva (ANSV) Momenta (MNTA) Pharmacyclics(PCYC) Progenics (PGNX) Middlebrook (MBRK) Spectrum (SPPI) CV Therapeutics (CVTX) Pozen (POZN) Progenics (PGNX) Adolor (ADLR) Vanda (VNDA) Novadel (NVDL) EPIX (EPIX) Vanda (VNDA) Santarus (SNTS) Santarus (SNTS) Somaxon (SOMX) Pozen (POZN) Momenta (MNTA) Mannkind (MNKD) Clinical Data (CLDA) XenoPort (XNPT)

Trade Dates

July 3 - 24, 2006 Sept. 8 - 19, 2006 Apr. 19 - May 14, 2007 May 15 - 30, 2007 June 1 - 14, 2007 Aug. 1, 2007 Aug. 2 - 16, 2007 Nov. 5, 2007 Dec. 20 - 21, 2007 Jan. 9, 2008 Jan. 10 - 23, 2008 Feb. 27 - Mar. 7, 2008 Mar. 14 - 27, 2008 Apr. 15, 2008 Apr. 8 - 23, 2008 May 2 - 20, 2008 June 24 - July 25, 2008 Nov. 28 - Dec. 19, 2008 Nov. 24 - Dec. 18, 2008 Mar. 30 - Apr. 29, 2009 Nov. 18 - 19, 2009 Dec. 3 - 4, 2009 Mar. 18, 2010 Apr. 26 - 30, 2010 July 20, 2010 Jan. 4, 2011 Jan. 6 - 21, 2011 Feb. 22 ­ Mar. 24, 2011

FDA Results Announced

July 24, 2006, 4:22 pm Sept. 19, 2006, 6:41 pm May 14, 2007, 6:30 am May 31, 2007, 7:00 am June 15, 2007, 6:46 pm Aug. 2, 2007, 8:31 am Aug. 17, 2007, 6:30 am Nov. 6, 2007, 7:33 am Dec. 21, 2007, 7:00 pm Jan. 10, 2008, 8:00 am Jan. 24, 2008, 3:04 pm Mar. 7, 2008, 5:44 pm Apr. 10, 2008, 7:18 pm Apr. 15, 2008, 8:58 pm Apr. 24, 2008, 8:58 pm May 20, 2008, 5:03 pm July 28, 2008, 6:30 am Dec. 22, 2008, 8:03 am Dec. 22, 2008, 3:02 pm May 6, 2009, 5:30 pm Dec. 1, 2009, 5:20 pm Dec. 4, 2009, 7:08 pm Mar. 18, 2010, 11:30 am Apr. 30, 2010, 4:59 pm July 23, 2010, 10:48 am Jan. 19, 2011, 3:34 pm Jan. 21, 2011, 5:52 pm April 6, 2011, 7:41 p.m.

Profits (or Losses Avoided)

$75,361 $15,700 $42,698 $50,750 $150,324 ($174,409) $1,324 $130,675 $20,058 $5,500 $267,047 $88,470 $103,607 $75,007 $463,761 $46,485 $88,828 $22,910 $81,994 $1,040,809 $26,820 $9,287 $119,643 $18,868 $85,428 ($60,047) $384,300 $126,042* $3,776,152

Illegal Profits or Losses Avoided TOTAL:

*Dollar amount represents imputed profits.

Securities and Exchange Commission

SEC vs. CHENG YI LIANG

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Tracking the Trades

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